Area of focus

Securities and Financial Regulatory Advice

Securities and financial regulatory matters are becoming increasingly complex. Regulators are getting tougher. You need a strategy. 

We advise on all aspects of compliance with securities...

Representative experience

Our team includes former SEC officials Peter Romeo and Amy Bowerman Freed (former Chief and Deputy Chief Counsel (respectively), Division of Corporation Finance).

Our team includes former SEC officials Joe Connolly (former head of what is now the Office of M&A) and Alan Dye (former Special Counsel to Chairman).

Our London and European teams include people who have spent substantial time in their careers on secondment to the FCA and European regulators.

We have close connections to the UK Takeover Panel through providing a long-term secondee.

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