Hogan Lovells Engage

FCA confirms permanent restrictions on the sale of CFDs and CFD-like options to retail consumers

Following its December 2018 consultation, the Financial Conduct Authority (FCA) has published its final rules restricting how contracts for difference (CFDs) and CFD-like options are sold,...

Hogan Lovells Engage

PRA consults on bringing resolution assessments into SMCR prescribed responsibilities

The Prudential Regulation Authority (PRA) is consulting on proposed changes to the prescribed responsibility for recovery and resolution packs under the senior managers and certification...

Hogan Lovells Engage

FCA extends temporary permission regime deadline to 30 October 2019

The Financial Conduct Authority (FCA) has confirmed that the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. This...

Hogan Lovells Engage

FCA puts principals of appointed representatives on notice

The Financial Conduct Authority (FCA) has sent a clear message to investment management firms with appointed representatives (ARs) to improve their supervision and oversight of their ARs....

Press Releases

'Businesses should continue to prepare for the worst and hope for the best', says Hogan Lovells

Hogan Lovells responds to the UK Cabinet backing the Withdrawal Agreement and Political Declaration on the Future Relationship reached between the respective negotiating teams of the UK...

Press Releases

Something to Bank on: FCA and PRA plan to extend tough regime for bankers to other financial services firms

The extension of the Senior Managers and Certification Regime marks a significant shift in governance requirements for the industry

Press Releases

EU plans to control post-Brexit Euro clearing could fall foul of U.S. regulators, says Hogan Lovells

The European Commission announced proposals today to impose greater control on Euro-denominated clearing, which could potentially lead to certain "systemic" non-EU clearing houses being...

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