Area of focus

Securities and Financial Regulatory Advice

Securities and financial regulatory matters are becoming increasingly complex. Regulators are getting tougher. You need a strategy. 

We advise on all aspects of compliance with securities...

Representative experience

Our team includes former SEC officials Peter Romeo and Amy Bowerman Freed (former Chief and Deputy Chief Counsel (respectively), Division of Corporation Finance).

Our team includes former SEC officials Joe Connolly (former head of what is now the Office of M&A) and Alan Dye (former Special Counsel to Chairman).

Our London and European teams include people who have spent substantial time in their careers on secondment to the FCA and European regulators.

We have close connections to the UK Takeover Panel through providing a long-term secondee.

Hogan Lovells Publications

The SFC's enforcement priorities for 2018

In late February, the SFC published its Enforcement Reporter setting out its enforcement priorities and approaches for 2018.

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Hogan Lovells Publications

What's next for robo-advice? The SFC consults on the proposed guidelines on online distribution and advisory platforms

With the rapid development of technology, there is an increasing trend of intermediaries providing investment services and distributing investment products over the internet.  Whilst...

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Hogan Lovells Publications

China opens up the securities investment fund management industry: the first in a journey of ten thousand steps?

On 30 June 2016, the industry self-regulating body, the Asset Management Association of China published what, on the face of it, appeared to be a fairly innocuous document entitled...

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Press Releases

Hogan Lovells assisted Banca Valsabbina to support Italian SME

For some time now the delays in paying by the Italian Public Administration have been one of the most critical issues of our economic system.

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